- NFA
NFA is the industrywide, self-regulatory organization for the U S derivatives industry, providing innovative and effective regulatory programs
- About NFA | NFA - nfa. futures. org
About NFA NFA is the industrywide, self-regulatory organization for the U S derivatives industry Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities
- NFA Members | NFA
NFA develops and enforces rules, provides programs and offers services that safeguard market integrity, and helps Members meet their regulatory obligations Select a membership category to access regulatory information and resources
- BASIC | NFA
BASIC is a free tool that NFA Members and investors can use to research the background of derivatives industry professionals Whether you are an investor thinking about opening a futures account or an NFA Member contemplating a new business relationship, BASIC can be a valuable resource To learn more about the derivatives industry, visit FuturesFundamentals org, a one-stop educational
- | NFA
Electronic Filing Systems NFA Rulebook Online Registration System File a Complaint About News Notices Members Registration Investors Careers
- Registration and Membership | NFA
Registration and Membership The Commodity Exchange Act (CEA) requires certain firms and individuals that conduct business in the derivatives industry to register with the CFTC CFTC regulations also require, with few exceptions, CFTC registered firms to be NFA Members The CFTC has delegated registration responsibility to NFA All futures professionals required to register with the CFTC are
- NFA
ARTICLE III: PURPOSES [Effective dates of amendments: April 14, 1983; January 1, 1990; April 23, 2001; April 1, 2013; and October 8, 2015 ] Section 1: Fundamental
- Electronic Filing Systems | NFA
Electronic Filing Systems Members should use the systems listed below to meet their regulatory filings requirements To use NFA's filing systems, firms will need to designate a security manager To ensure Members are able to access the systems, visit the system requirements page
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