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- NFA
NFA is the industrywide, self-regulatory organization for the U S derivatives industry, providing innovative and effective regulatory programs Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory
- Registration and Membership | NFA
Understand the responsibilities of a security manager Use these templates and forms to prepare for registration Access information detailing CFTC registration and NFA membership
- About NFA | NFA - nfa. futures. org
NFA is the industrywide, self-regulatory organization for the U S derivatives industry Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities
- Associated Person (AP) Registration | NFA
To register as an AP and become an NFA Associate Member: The sponsor must designate a Security Manager in order to obtain secure access to NFA's Online Registration System (ORS)
- NFA Members | NFA
NFA develops and enforces rules, provides programs and offers services that safeguard market integrity, and helps Members meet their regulatory obligations Select a membership category to access regulatory information and resources
- Who Has to Register | NFA
This page describes the various types of derivative industry professionals required to register with the Commodity Futures Trading Commission and as Members of NFA
- Market Regulation: Designated Contract Markets and Swap Execution . . .
NFA has provided regulatory services to designated contract markets (DCM) for more than 15 years The Dodd-Frank Wall Street Reform Act created a new type of trading venue for standardized swaps—swap execution facilities (SEF)—each of which has self-regulatory responsibilities to monitor trading on its platform
- NFA News Center | NFA
View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news Petitions for Rulemaking Read NFA's petitions for amendments to CFTC regulations Rule Filings with the SEC View NFA's proposed rule changes filed with the Securities and Exchange Commission (SEC) Rule Submissions to the CFTC
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